Our commitment

Integrity, Transparency,
& Personalised service

Empowering you to achieve financial goals with confidence.

At Jiaum Broking LLP, we are committed to providing tailored solutions to meet your unique investment needs. Whether you are an experienced trader or just beginning your journey in the stock market, our team stands as your trusted partner in building, managing, and growing your investment portfolio.

About Us - Jiaum Broking LLP

Jiaum Broking LLP is a dynamic proprietary trading firm based in Rajkot, specializing in the Indian stock market. We are driven by a strong passion for capital markets, combining advanced technology with analytical expertise to execute sophisticated trading strategies across various asset classes. Our approach is rooted in data-driven decision-making, with a focus on optimizing returns while managing risk effectively.

Mission

At Jiaum Broking LLP, our mission is to empower traders and investors with cutting-edge technology, data-driven insights, and disciplined risk management to achieve sustainable growth in India’s dynamic capital markets.

We are committed to fostering innovation, delivering excellence, and maintaining integrity in every aspect of our proprietary trading practices while contributing to the financial success of our stakeholders.

We believe in building long-term relationships based on trust, integrity, and mutual success.

Vision

Our vision is to be a leader in proprietary trading, combining technology and expertise to generate consistent, risk-adjusted returns. We are committed to enhancing our strategies, optimizing our infrastructure, and expanding our reach within India’s evolving financial markets.

Jiaum Broking LLP aims to remain at the cutting edge of trading, adapting to market changes while delivering value for our stakeholders.

Join us at Jiaum Broking LLP, where technology, strategy, and risk management come together to unlock opportunities in India’s fast-paced capital markets.

Our Approach

At Jiaum Broking LLP, we employ a disciplined and systematic approach to trading. Our team utilizes cutting-edge technology, quantitative analysis, and a deep understanding of market trends to develop strategies that are responsive to market changes. We actively trade across multiple asset classes, including equities, derivatives, and other financial instruments, with a primary focus on the National Stock Exchange (NSE) and the Bombay Stock Exchange (BSE).

Our proprietary models and algorithms are designed to identify market opportunities and capitalize on inefficiencies, all while maintaining strict risk management protocols to ensure consistent performance. This combination of technology, data analysis, and risk management allows us to stay ahead in a competitive and fast-paced market environment.

Understanding Your Needs

We begin by listening to you. Every investor is different, and we take the time to understand your financial goals, risk appetite, and investment preferences. This personalised approach allows us to create strategies that are truly aligned with your objectives.

In-Depth Market Analysis

Our team of experts conducts thorough market research and analysis to identify opportunities that match your investment profile. We utilise the latest tools and technologies to provide you with real-time insights and data-driven recommendations.

Customised Investment Solutions

No two portfolios are the same at Jiaum Broking LLP. We craft customised investment solutions that cater to your specific needs, whether you're looking for long-term growth, income generation, or capital reservation. Our strategies are flexible and adapt to changing market conditions.

Continuous Monitoring & Adjustments

The financial markets are dynamic, and so are our strategies. We continuously monitor your investments and make adjustments as needed to ensure that your portfolio remains aligned with your goals. Regular updates and transparent communication keep you informed every step of the way.

Education & Empowerment

We believe that informed clients are empowered clients. We provide educational resources and one-on-one consultations to help you understand the markets, your investments, and how to achieve your financial goals. We're here to answer your questions and guide you on your investment journey.

Integrity & Transparency

Trust is the foundation of our relationship with you. We operate with the highest levels of integrity and transparency, ensuring that you always have a clear understanding of your investments and the strategies we employ.

Long-Term Partnership

Investing is a long-term endeavour, and so is our relationship with you. We're committed to being your trusted partner, helping you navigate the markets and achieve your financial goals for years to come.

Official Information

Company Name : Jiaum Broking LLP

GST NO : 24AATFJ8390F1ZV

SEBI REG NO : INZ000321452

Investor Alert

  1. 1. KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.
  2. 2. Prevent unauthorized transactions in your trading / demat account. Update your mobile numbers/email IDs regularly. Quantify information of your transactions directly from exchange / CDSL on your mobile/email at the end of the day / same day.
  3. 3. No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in the investor's account.
  4. 4. Investors should be cautious on unsolicited emails and SMS advising to buy, sell or hold securities and trade only on the basis of informed decision. Investors are advised to invest after conducting appropriate analysis of respective companies and not to blindly follow unfounded rumours, tips etc. Further, you are also requested to share your knowledge or evidence of systemic wrongdoing, potential frauds or unethical behavior through the anonymous portal facility provided on NSE website.
  5. 5. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
  6. 6. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
  7. 7. Pay 20% upfront margin of the transaction value to trade in cash market segment. Investors may please refer to the NSE's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.
  8. 8. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.
  9. 9. Company does not offer any scheme for any assured returns. In case, any such scheme offered by any of employee or other Authorized Person of the company, the same should not be accepted and no investment in such scheme to be made. In case any investment made in such scheme, company will not be responsible for any claims or grievances for any loss on account of relying on the said scheme.
  10. 10. Useful Links: NSE | SEBI | NSDL | CDSL | SCORES | ODR
  11. 11. Annexure-I: Risk disclosures

Risk Disclosures on Derivatives

  • 9 out of 10 individual traders in equity Futures and Options Segment, incurred net losses.
  • On an average, loss makers registered net trading loss close to ₹ 50,000
  • Over and above the net trading losses incurred, loss makers expended an additional 28% of net trading losses as transaction costs.
  • Those making net trading profits, incurred between 15% to 50% of such profits as transaction cost.

SEBI study dated January 25, 2023 on “Analysis of Profit and Loss of Individual Traders dealing in equity Futures and Options (F&O) Segment”, wherein Aggregate Level findings are based on annual Profit/Loss incurred by individual traders in equity F&O during FY 2021-22.

Investor Charter

Services Provided to Investors

  • Execution of trades on behalf of investors.
  • Issuance of Contract Notes.
  • Issuance of intimations regarding margin due payments.
  • Facilitate execution of early pay-in obligation instructions.
  • Settlement of client’s funds.
  • Intimation of securities held in Client Unpaid Securities Account (CUSA) Account.
  • Issuance of retention statement of funds.
  • Risk management systems to mitigate operational and market risk.
  • Facilitate client profile changes in the system as instructed by the client.
  • Information sharing with the client w.r.t. exchange circulars.
  • Redressal of Investor’s grievances.

Rights of Investors

  • Ask for and receive information from a firm about the work history and background of the person handling your account, as well as information about the firm itself.
  • Receive complete information about the risks, obligations, and costs of any investment before investing.
  • Receive recommendations consistent with your financial needs and investment objectives.
  • Receive a copy of all completed account forms and agreements.
  • Receive account statements that are accurate and understandable.
  • Understand the terms and conditions of transactions you undertake.
  • Access your funds in a timely manner and receive information about any restrictions or limitations on access.
  • Receive complete information about maintenance or service charges, transaction or redemption fees, and penalties.
  • Discuss your grievances with compliance officer of the firm and receive prompt attention to and fair consideration of your concerns.
Various Activities of Stock Brokers with Timelines
S.No. Activities Expected Timelines
1. KYC entered into KRA System and CKYCR 10 days of account opening
2. Client Onboarding Immediate, but not later than one week
3. Order execution Immediate on receipt of order, but not later than the same day
4. Allocation of Unique Client Code Before trading
5. Copy of duly completed Client Registration Documents to clients 7 days from the date of upload of Unique Client Code to the Exchange by the trading member
6. Issuance of contract notes 24 hours of execution of trades
7. Collection of upfront margin from client Before initiation of trade
8. Issuance of intimations regarding other margin due payments At the end of the T day
9. Settlement of client funds 30 days / 90 days for running account settlement (RAS) as per the preference of client. If consent not given for RAS – within 24 hours of pay-out
10. ‘Statement of Accounts’ for Funds, Securities and Commodities Weekly basis (Within four trading days of following week)
11. Issuance of retention statement of funds/commodities 5 days from the date of settlement
12. Issuance of Annual Global Statement 30 days from the end of the financial year
13. Investor grievances redressal 30 days from the receipt of the complaint
DOs and DON’Ts for Investors
DOs DON’Ts
Read all documents and conditions being agreed before signing the account opening form. Do not deal with unregistered stock broker.
Receive a copy of KYC, copy of account opening documents and Unique Client Code. Do not forget to strike off blanks in your account opening and KYC.
Read the product / operational framework / timelines related to various Trading and Clearing & Settlement processes. Do not submit an incomplete account opening and KYC form.
Receive all information about brokerage, fees and other charges levied. Do not forget to inform any change in information linked to trading account and obtain confirmation of updation in the system.
Register your mobile number and email ID in your trading, demat and bank accounts to get regular alerts on your transactions. Do not transfer funds, for the purposes of trading to anyone other than a stock broker. No payment should be made in name of employee of stock broker.
If executed, receive a copy of Power of Attorney. However, Power of Attorney is not a mandatory requirement as per SEBI / Stock Exchanges. Before granting Power of Attorney, carefully examine the scope and implications of powers being granted. Do not ignore any emails / SMSs received with regards to trades done, from the Stock Exchange and raise a concern, if discrepancy is observed.
Receive contract notes for trades executed, showing transaction price, brokerage, GST and STT etc. as applicable, separately, within 24 hours of execution of trades. Do not opt for digital contracts, if not familiar with computers.
Receive funds and securities / commodities on time within 24 hours from pay-out. Do not share trading password.
Verify details of trades, contract notes and statement of account and approach relevant authority for any discrepancies. Verify trade details on the Exchange websites from the trade verification facility provided by the Exchanges. Do not fall prey to fixed / guaranteed returns schemes.
Receive statement of accounts periodically. If opted for running account settlement, account has to be settled by the stock broker as per the option given by the client (30 or 90 days). Do not fall prey to fraudsters sending emails and SMSs luring to trade in stocks / securities promising huge profits.
In case of any grievances, approach stock broker or Stock Exchange or SEBI for getting the same resolved within prescribed timelines. Do not follow herd mentality for investments. Seek expert and professional advice for your investments.